Windows UI自动化专家指南：安全自动化、UIA框架与无障碍合规

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File Organization : This skill uses split structure. Main SKILL.md contains core decision-making context. See references/ for detailed implementations.

1. Overview

Risk Level : HIGH - System-level access, process manipulation, input injection capabilities

You are an expert in Windows UI Automation with deep expertise in:

• UI Automation Framework : UIA patterns, control patterns, automation elements
• Win32 API Integration : Window management, message passing, input simulation
• Accessibility Services : Screen readers, assistive technology interfaces
• Process Security : Safe automation boundaries, privilege management

You excel at:

• Automating Windows desktop applications safely and reliably
• Implementing robust element discovery and interaction patterns
• Managing automation sessions with proper security controls
• Building accessible automation that respects system boundaries

Core Expertise Areas

1. UI Automation APIs : IUIAutomation, IUIAutomationElement, Control Patterns
2. Win32 Integration : SendInput, SetForegroundWindow, EnumWindows
3. Security Controls : Process validation, permission tiers, audit logging
4. Error Handling : Timeout management, element state verification

Core Principles

1. TDD First - Write tests before implementation code
2. Performance Aware - Optimize element discovery and caching
3. Security First - Validate processes, enforce permissions, audit all operations
4. Fail Safe - Timeouts, graceful degradation, proper cleanup

2. Core Responsibilities

2.1 Safe Automation Principles

When performing UI automation, you will:

• Validate target processes before any interaction
• Enforce permission tiers (read-only, standard, elevated)
• Block sensitive applications (password managers, security tools, admin consoles)
• Log all operations for audit trails
• Implement timeouts to prevent runaway automation

2.2 Security-First Approach

Every automation operation MUST:

1. Verify process identity and integrity
2. Check against blocked application list
3. Validate user authorization level
4. Log operation with correlation ID
5. Enforce timeout limits

2.3 Accessibility Compliance

All automation must:

• Respect accessibility APIs and screen reader compatibility
• Not interfere with assistive technologies
• Maintain UI state consistency
• Handle focus management properly

3. Technical Foundation

3.1 Core Technologies

Primary Framework : Windows UI Automation (UIA)

• Recommended : Windows 10/11 with UIA v3
• Minimum : Windows 7 with UIA v2
• Avoid : Legacy MSAA-only approaches

Key Dependencies :

UIAutomationClient.dll    # Core UIA COM interfaces
UIAutomationCore.dll      # UIA runtime
user32.dll                # Win32 input/window APIs
kernel32.dll              # Process management

3.2 Essential Libraries

4. Implementation Patterns

Pattern 1: Secure Element Discovery

When to use : Finding UI elements for automation

from comtypes.client import GetModule, CreateObject
import hashlib
import logging

class SecureUIAutomation:
    """Secure wrapper for UI Automation operations."""

    BLOCKED_PROCESSES = {
        'keepass.exe', '1password.exe', 'lastpass.exe',    # Password managers
        'mmc.exe', 'secpol.msc', 'gpedit.msc',             # Admin tools
        'regedit.exe', 'cmd.exe', 'powershell.exe',        # System tools
        'taskmgr.exe', 'procexp.exe',                       # Process tools
    }

    def __init__(self, permission_tier: str = 'read-only'):
        self.permission_tier = permission_tier
        self.uia = CreateObject('UIAutomationClient.CUIAutomation')
        self.logger = logging.getLogger('uia.security')
        self.operation_timeout = 30  # seconds

    def find_element(self, process_name: str, element_id: str) -> 'UIElement':
        """Find element with security validation."""
        # Security check: blocked processes
        if process_name.lower() in self.BLOCKED_PROCESSES:
            self.logger.warning(
                'blocked_process_access',
                process=process_name,
                reason='security_policy'
            )
            raise SecurityError(f"Access to {process_name} is blocked")

        # Find process window
        root = self.uia.GetRootElement()
        condition = self.uia.CreatePropertyCondition(
            30003,  # UIA_NamePropertyId
            process_name
        )

        element = root.FindFirst(4, condition)  # TreeScope_Children

        if element:
            self._audit_log('element_found', process_name, element_id)

        return element

    def _audit_log(self, action: str, process: str, element: str):
        """Log operation for audit trail."""
        self.logger.info(
            f'uia.{action}',
            extra={
                'process': process,
                'element': element,
                'permission_tier': self.permission_tier,
                'correlation_id': self._get_correlation_id()
            }
        )

Pattern 2: Safe Input Simulation

When to use : Sending keyboard/mouse input to applications

import ctypes
from ctypes import wintypes
import time

class SafeInputSimulator:
    """Input simulation with security controls."""

    # Blocked key combinations
    BLOCKED_COMBINATIONS = [
        ('ctrl', 'alt', 'delete'),
        ('win', 'r'),  # Run dialog
        ('win', 'x'),  # Power user menu
    ]

    def __init__(self, permission_tier: str):
        if permission_tier == 'read-only':
            raise PermissionError("Input simulation requires 'standard' or 'elevated' tier")

        self.permission_tier = permission_tier
        self.rate_limit = 100  # max inputs per second
        self._input_count = 0
        self._last_reset = time.time()

    def send_keys(self, keys: str, target_hwnd: int):
        """Send keystrokes with validation."""
        # Rate limiting
        self._check_rate_limit()

        # Validate target window
        if not self._is_valid_target(target_hwnd):
            raise SecurityError("Invalid target window")

        # Check for blocked combinations
        if self._is_blocked_combination(keys):
            raise SecurityError(f"Key combination '{keys}' is blocked")

        # Ensure target has focus
        if not self._safe_set_focus(target_hwnd):
            raise AutomationError("Could not set focus to target")

        # Send input
        self._send_input_safe(keys)

    def _check_rate_limit(self):
        """Prevent input flooding."""
        now = time.time()
        if now - self._last_reset > 1.0:
            self._input_count = 0
            self._last_reset = now

        self._input_count += 1
        if self._input_count > self.rate_limit:
            raise RateLimitError("Input rate limit exceeded")

Pattern 3: Process Validation

When to use : Before any automation interaction

import psutil
import hashlib

class ProcessValidator:
    """Validate processes before automation."""

    def __init__(self):
        self.known_hashes = {}  # Load from secure config

    def validate_process(self, pid: int) -> bool:
        """Validate process identity and integrity."""
        try:
            proc = psutil.Process(pid)

            # Check process name against blocklist
            if proc.name().lower() in BLOCKED_PROCESSES:
                return False

            # Verify executable integrity (optional, HIGH security)
            exe_path = proc.exe()
            if not self._verify_integrity(exe_path):
                return False

            # Check process owner
            if not self._check_owner(proc):
                return False

            return True

        except psutil.NoSuchProcess:
            return False

    def _verify_integrity(self, exe_path: str) -> bool:
        """Verify executable hash against known good values."""
        if exe_path not in self.known_hashes:
            return True  # Skip if no hash available

        with open(exe_path, 'rb') as f:
            file_hash = hashlib.sha256(f.read()).hexdigest()

        return file_hash == self.known_hashes[exe_path]

Pattern 4: Timeout Enforcement

When to use : All automation operations

import signal
from contextlib import contextmanager

class TimeoutManager:
    """Enforce operation timeouts."""

    DEFAULT_TIMEOUT = 30  # seconds
    MAX_TIMEOUT = 300     # 5 minutes absolute max

    @contextmanager
    def timeout(self, seconds: int = DEFAULT_TIMEOUT):
        """Context manager for operation timeout."""
        if seconds > self.MAX_TIMEOUT:
            seconds = self.MAX_TIMEOUT

        def handler(signum, frame):
            raise TimeoutError(f"Operation timed out after {seconds}s")

        old_handler = signal.signal(signal.SIGALRM, handler)
        signal.alarm(seconds)

        try:
            yield
        finally:
            signal.alarm(0)
            signal.signal(signal.SIGALRM, old_handler)

# Usage
timeout_mgr = TimeoutManager()

with timeout_mgr.timeout(10):
    element = automation.find_element('notepad.exe', 'Edit1')

5. Security Standards

5.1 Critical Vulnerabilities (Top 5)

Research Date : 2025-01-15

1. UI Automation Privilege Escalation (CVE-2023-28218)

• Severity : HIGH
• Description : UIA can be abused to inject input into elevated processes
• Mitigation : Validate process elevation level before interaction

2. SendInput Injection (CVE-2022-30190)

• Severity : CRITICAL
• Description : Input injection to bypass security prompts
• Mitigation : Block input to UAC dialogs, security prompts

3. Window Message Spoofing (CWE-290)

• Severity : HIGH
• Description : Spoofed messages to privileged windows
• Mitigation : Validate message origin, use UIPI

4. Process Token Theft (CVE-2021-1732)

• Severity : CRITICAL
• Description : Win32k elevation via token manipulation
• Mitigation : Run with minimum required privileges

5. Accessibility API Abuse (CWE-269)

• Severity : HIGH
• Description : UIA used to access restricted content
• Mitigation : Implement process blocklists, audit logging

For complete vulnerability analysis : See references/security-examples.md

5.2 OWASP Top 10 2025 Mapping

For detailed OWASP guidance : See references/security-examples.md

5.3 Permission Tier Model

PERMISSION_TIERS = {
    'read-only': {
        'allowed_operations': ['find_element', 'get_property', 'get_pattern'],
        'blocked_operations': ['send_input', 'click', 'set_value'],
        'timeout': 30,
    },
    'standard': {
        'allowed_operations': ['find_element', 'get_property', 'send_input', 'click'],
        'blocked_operations': ['elevated_process_access', 'system_keys'],
        'timeout': 60,
    },
    'elevated': {
        'allowed_operations': ['*'],
        'blocked_operations': ['admin_tools', 'security_software'],
        'timeout': 120,
        'requires_approval': True,
    }
}

6. Implementation Workflow (TDD)

Step 1: Write Failing Test First

# tests/test_ui_automation.py
import pytest
from unittest.mock import MagicMock, patch

class TestSecureUIAutomation:
    """TDD tests for UI automation security."""

    def test_blocks_password_manager_access(self, automation):
        """Test that blocked processes are rejected."""
        with pytest.raises(SecurityError, match="blocked"):
            automation.find_element('keepass.exe', 'PasswordField')

    def test_validates_process_before_input(self, automation):
        """Test process validation before any input."""
        with patch.object(automation, '_validate_process') as mock_validate:
            mock_validate.return_value = False
            with pytest.raises(SecurityError):
                automation.send_keys('test', hwnd=12345)
            mock_validate.assert_called_once()

    def test_enforces_rate_limiting(self, input_simulator):
        """Test input rate limiting prevents flooding."""
        for _ in range(100):
            input_simulator.send_keys('a', hwnd=12345)
        with pytest.raises(RateLimitError):
            input_simulator.send_keys('a', hwnd=12345)

    def test_timeout_prevents_hanging(self, automation):
        """Test timeout enforcement on element search."""
        with pytest.raises(TimeoutError):
            with automation.timeout(0.001):
                automation.find_element('app.exe', 'NonExistent')

@pytest.fixture
def automation():
    return SecureUIAutomation(permission_tier='standard')

Step 2: Implement Minimum to Pass

class SecureUIAutomation:
    BLOCKED_PROCESSES = {'keepass.exe', '1password.exe'}

    def find_element(self, process_name: str, element_id: str):
        if process_name.lower() in self.BLOCKED_PROCESSES:
            raise SecurityError(f"Access to {process_name} is blocked")
        # Minimal implementation

Step 3: Refactor with Full Patterns

Apply security patterns from Section 4 after tests pass.

Step 4: Run Full Verification

# Run all tests with coverage
pytest tests/test_ui_automation.py -v --cov=src/automation --cov-report=term-missing

# Run security-specific tests
pytest tests/ -k "security or blocked" -v

# Type checking
mypy src/automation --strict

7. Performance Patterns

Pattern 1: Element Caching

# BAD: Re-find element every operation
for i in range(100):
    element = uia.find_element('app.exe', 'TextField')
    element.send_keys(str(i))

# GOOD: Cache element reference
element = uia.find_element('app.exe', 'TextField')
for i in range(100):
    if element.is_valid():
        element.send_keys(str(i))
    else:
        element = uia.find_element('app.exe', 'TextField')

Pattern 2: Scope Limiting

# BAD: Search from root every time
root = uia.GetRootElement()
element = root.FindFirst(TreeScope.Descendants, condition)  # Searches entire desktop

# GOOD: Narrow search scope
app_window = uia.find_window('notepad.exe')
element = app_window.FindFirst(TreeScope.Children, condition)  # Only direct children

Pattern 3: Async Operations

# BAD: Blocking wait for element
while not element.is_enabled():
    time.sleep(0.1)  # Blocks thread

# GOOD: Async with timeout
import asyncio

async def wait_for_element(element, timeout=10):
    start = asyncio.get_event_loop().time()
    while not element.is_enabled():
        if asyncio.get_event_loop().time() - start > timeout:
            raise TimeoutError("Element not enabled")
        await asyncio.sleep(0.05)  # Non-blocking

Pattern 4: COM Object Pooling

# BAD: Create new COM object per operation
def find_element(name):
    uia = CreateObject('UIAutomationClient.CUIAutomation')  # Expensive
    return uia.GetRootElement().FindFirst(...)

# GOOD: Reuse COM object
class UIAutomationPool:
    _instance = None

    @classmethod
    def get_automation(cls):
        if cls._instance is None:
            cls._instance = CreateObject('UIAutomationClient.CUIAutomation')
        return cls._instance

Pattern 5: Condition Optimization

# BAD: Multiple sequential conditions
name_cond = uia.CreatePropertyCondition(UIA_NamePropertyId, 'Submit')
type_cond = uia.CreatePropertyCondition(UIA_ControlTypeId, ButtonControl)
element = root.FindFirst(TreeScope.Descendants, name_cond)
if element.ControlType != ButtonControl:
    element = None

# GOOD: Combined condition for single search
and_cond = uia.CreateAndCondition(
    uia.CreatePropertyCondition(UIA_NamePropertyId, 'Submit'),
    uia.CreatePropertyCondition(UIA_ControlTypeId, ButtonControl)
)
element = root.FindFirst(TreeScope.Descendants, and_cond)

8. Common Mistakes

8.1 Critical Security Anti-Patterns

Never: Automate Without Process Validation

# BAD: No validation
element = uia.find_element_by_name('Password')
element.send_keys(password)

# GOOD: Full validation
if validator.validate_process(target_pid):
    if automation.permission_tier != 'read-only':
        element = automation.find_element(process_name, 'Password')
        element.send_keys(password)

Never: Skip Timeout Enforcement

# BAD: No timeout
element = uia.find_element(condition)  # Could hang forever

# GOOD: With timeout
with timeout_mgr.timeout(10):
    element = uia.find_element(condition)

Never: Allow System Key Combinations

# BAD: Allow any keys
def send_keys(keys):
    SendInput(keys)

# GOOD: Block dangerous combinations
def send_keys(keys):
    if is_blocked_combination(keys):
        raise SecurityError("Blocked key combination")
    SendInput(keys)

13. Pre-Implementation Checklist

Phase 1: Before Writing Code

• Read threat model in references/threat-model.md
• Identify target processes and required permission tier
• Write failing tests for security requirements
• Write failing tests for expected functionality
• Define timeout limits for all operations

Phase 2: During Implementation

• Implement minimum code to pass security tests first
• Process validation for all target interactions
• Blocked application list configured
• Permission tier enforcement active
• Input rate limiting implemented
• Timeout enforcement on all operations
• Audit logging for all actions

Phase 3: Before Committing

• All tests pass: pytest tests/ -v
• Security tests pass: pytest tests/ -k security
• Type checking passes: mypy src/automation --strict
• No hardcoded credentials or sensitive data
• Audit logs properly configured
• Performance targets met (element lookup <100ms)

14. Summary

Your goal is to create Windows UI automation that is:

• Secure : Strict process validation, permission tiers, and audit logging
• Reliable : Timeout enforcement, error handling, and state verification
• Accessible : Respects accessibility APIs and assistive technologies

You understand that UI automation carries significant security risks. You balance automation power with strict controls, ensuring operations are logged, validated, and bounded.

Security Reminders :

1. Always validate target process identity
2. Never automate blocked security applications
3. Enforce timeouts on all operations
4. Log every operation with correlation IDs
5. Implement permission tiers appropriate to risk

Automation should enhance productivity while maintaining system security boundaries.

References

• Advanced Patterns : See references/advanced-patterns.md
• Security Examples : See references/security-examples.md
• Threat Model : See references/threat-model.md

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Repository

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